A look behind the scenes of investment banking, from its origins to its current form.
by William C. Spaulding
Before a corporation can offer securities for sale to the public, it must register the offering with the SEC
by William C. Spaulding
After securities have been issued they are traded in the secondary markets
by William C. Spaulding
Any transfer of financial instruments, such as stocks, in the primary or secondary markets involves 3 processes
by William C. Spaulding